Internet Auctions: With Emphasis on Business-to-Consumer and Consumer-to-Consumer Auctions

 

Group 6: Elizabeth Martini, Patricia Madigan, Chris Neely, Dusti Morris & Jenny Murphey

 

The focus of this paper is to evaluate different types of Internet auctions and how they affect the business or financial outcome to the buyer and the seller.   In addition, the results of our research will be used to support a conclusion regarding which Internet auction site is best suited for consumers and businesses under specific circumstances. We will provide a general overview of auction types, but will emphasize the consumer-to-consumer (C2C) and business-to-consumer (B2C) auction models throughout the paper.  Definitions of types of auctions and general auction rules will be discussed as well as the different ways in which items may be auctioned off.  Examples of Internet auction powerhouses will be included followed by a synopsis of Internet fraud with concentration on ways fraudulent behavior is manifest in online auctions.

Internet auctions first appeared in 1995 and have become one of the hottest phenomena of the World Wide Web.  Whether the consumer is looking for a collectible or thinking about selling old baby items, an Internet auction may be just the place to do business.  It is now a well-known fact that millions of transactions take place at Internet auction sites daily.  Consumers flock to the “virtual storefronts” to try and get the best deal for that rare or slightly used item. 

Internet auctions can be any combination of business-to-consumer (B2C), consumer-to-consumer (C2C), or business-to-business (B2B) based.  Operators of the business-to-consumer auction sites have physical control of the merchandise being offered and accept payment for the goods.  Typically, the buyer will also reap the benefits that the business offers to customers who enter their physical storefronts, such as item warranties and the ability to return the item to the physical store location.  An example of this type of auction is www.samsclub.com.   Many businesses are finding value and increased profit in using auctions to liquidate their outdated, obsolete, or surplus inventory.  Consumers utilizing these types of B2C auctions have the added security of dealing with businesses that are worthy of more trust than the unknown or anonymous individual.  This is a value-added advantage that the B2C auction sites have over the C2C sites since Internet auctions account for approximately 10% of the consumer-fraud complaints on the Internet based on 2001 statistics.[1]

In C2C and some B2C auctions, individual sellers or small businesses offer items for auction directly to consumers.  Generally, the seller—not the site—has physical possession of the merchandise.  After the auction closes, the seller is responsible for dealing directly with the highest bidder to arrange for payment and delivery.  The advantage here is that consumers and businesses can sell products for a minimal cost.  An added advantage to the business over the consumer seller is that they do not have to maintain a physical storefront further reducing their cost and increasing profit margins.

Within the realm of B2C and C2C auctions, there are many different ways in which the items may be auctioned off:

  • Direct or English: This is the most common form of Internet auction.  Buyers bid prices up and the item is sold to the highest bidder.  Examples: eBAY.com[2], Amazon.com[3], and Ubid.com[4].

 

 

 

·                    Reverse: Buyers specify the item they want and the highest price they are willing to pay.  Sellers bid to supply the items; as a result the price is bid down.  The winning bidder is the seller with the lowest price.  Examples: Priceline.com[5], imandi.com[6], and lendingtree.com[7]

 

·                    Dutch: This is a descending price auction that starts high and keeps declining as buyers post the quantity desired at a given price.  This is good for perishable items but is also used by companies such as Sam’s Club in order to clear the entire stock of an item.  The highest bidder wins the quantity available that s/he requests then moves to the next highest bidder down.   Examples: within eBAY.com[8] and within samsclub.com[9]

 

·                    Haggle:  Buyers and sellers can make offers and counteroffers; the sale takes place if price convergence is achieved.  This is a rare form of Internet auction.  Example: bargainandhaggle.com, which states that it is different than an auction in that it connects buyers and sellers to work one-on-one[10].

 

·                    Barter:  As the name implies, individuals agree on an exchange of good or services.  No money is exchanged between parties. Example: youcanbarter.com11

 

 

Direct auctions are also known as traditional or English auctions.  Businesses and individuals list items for sale and potential buyers bid on the items.  At the end of the auction the highest bidder will receive the item.  The largest Web-based C2C auction site is eBay.com.  Founded in September 1995, eBay is the premiere online marketplace for the sale of goods and services by a diverse community of individuals and businesses. 

 

Inspired by his fiancée’s passion for collecting and trading Pez dispensers, Pierre Omidyar created a flea market in cyberspace when he launched the online auction service Auction Web.  Making a name for itself largely through word of mouth, the company incorporated in 1996, the same year it began to charge a fee to auction items online.  That same year, Auction Web enhanced its service with Feedback Forum (buyer and seller ratings).  The company changed its name to eBay in 1997 and began promoting itself through advertising.  By the middle of that year, eBay was boasting nearly 800,000 auctions each day and Benchmark Capital came on board as a significant financial backer. Today, the eBay community includes 42.4 million registered users, and is the most popular shopping site on the Internet when measured by total user minutes according to Media Metrix.[11]  The company also provides offline traditional auction services for fine art, antiques, collectibles and collector cars.  This offline auction activity only amounts to 5% of eBay.com’s revenue stream.  Through the wholly owned and partially owned subsidiaries and affiliates eBay.com operates online trading platforms not only in the United States, but also in Australia, Austria, Belgium, Canada, France, Germany, Ireland, Italy, Japan, the Netherlands, New Zealand, Singapore, South Korea, Spain, Sweden, Switzerland, the United Kingdom, China, and Taiwan. The table shown below illustrates eBay’s strong financial production as compared to its industry and market sectors.[12]

 

 

eBay Comparison Data  (provided by Hoover's)

Profitability Ratios

eBay

Industry

Market

Gross Profit Margin

90.27%

64.46%

46.92%

Pre-Tax Profit Margin

19.40%

 

4.98%

Net Profit Margin

13.93%

 

2.23%

Return on Equity

8.20%

 

4.40%

Return on Assets

7.00%

-59.60%

80.00%

Return on Invested Capital

8.00%

-93.90%

2.20%

Valuation Ratios

 

 

 

Price/Sales Ratio

17.04

2.51

1.28

Price/Earnings Ratio

122.10

 

64.74

Price/Book Ratio

10.04

2.19

2.53

Price/Cash Flow Ratio

80.13

-4.52

15.30

Growth Rates

 

 

 

12-Month Revenue Growth

68.30%

7.90%

3.90%

12-Month Net Income Growth

63.20%

 

-59.80%

12-Month EPS Growth

68.00%

 

-65.20%

36-Month Revenue Growth

95.20%

57.90%

12.80%

36-Month Net Income Growth

127.70%

 

-12.40%

36-Month EPS Growth

100.20%

 

-25.20%

 

 
 

 

 

 

 

 

 

 


Other direct auction sites on the Internet include Amazon.com and Ubid.com.  It is notable to mention that in addition to the core direct or English auctions these sites host, they also contain other auctions types like Dutch Auctions, plunge pricing, and immediate buy options at set prices. 

Dutch Auctions are more common in B2C auctions.  Not only are they used for perishable items like flowers, but also for obsolete or overstocked items.  This is an excellent way for businesses to relieve inventory that is difficult to move while maintaining as high a profit margin as the market will allow.  Plunge pricing occurs when the seller lists specific price cuts that will occur at given time intervals.  This type of marketplace activity is similar to Dutch auctions in respect to the descending pricing.  In this case the seller has pre-set the descended pricing, while in Dutch auctions, the buyer bids which sets up the descending pricing.  In plunge pricing buyers decide at what level they will pay for an item.  If there are any items left when the price drops to the one they chose, then they get the product. 

In contrast to Dutch auctions, reverse auctions such as Priceline.com has potential buyers list the item that they want to purchase and the highest price they are willing to pay, then the sellers (in this case Priceline) compete to meet the request.  Although reverse auctions are not as popular as direct auctions, they certainly fill a market void or segment, attracting consumers who have already determined the limits of what they are willing to pay.  They also enjoy the benefit of insuring that the sellers are reputable businesses since the transaction is made prior to the seller being named.  Another example of a reverse auction is lendingtree.com, which deals mostly with financial lending issues.

Jay Walker, founder of Priceline.com launched a string of ventures before making the leap into e-commerce.  In 1994 he founded Walker Digital, an entrepreneurial think tank formed to develop business models that could germinate into new companies.  In 1996, Walker Digital found the impetus that would drive priceline.com.  Each day major airlines had more than 500,000 empty seats.  It was determined that the airlines could cut their losses from these empty seats by offering the airfare at a much-reduced rate.  The company launched its airfare service in April of 1998 and obtained financing from General Atlantic Partners and Paul Allen’s Vulcan Ventures.  Priceline.com went on to expand its operations to include other items such as hotel reservations, cruises, vacations, car and home financing, and car rentals.  Despite its early success among consumers and pundits, the company has not been profitable until recently. For the first time ever in 2001, the company managed to post a small profit, after a heavy string of cost cuts and scaled back advertising spending.[13]

            The Internet Fraud Complaint Center (IFCC) reports that Internet auctions comprise 64% of all reported Internet fraud.[14]  EMarketer, a market research company, estimates an even greater occurrence of auction fraud - 87%.[15]  Consumers lost almost $4 million in 2000 in Internet auction fraud.  This amount continues to escalate to more than $3.2 million in the first three months of 2001 alone.[16]  The average amount of loss per complaint was $776.  Penalties for auction fraud can include up to five years in a federal prison and up to $250,000 fine.[17]  However, FTC officials admit they won only one conviction for auction fraud as of 2000.[18]

            Government research into Internet auction fraud revealed the following facts:[19]

  • Over 1.3 million transactions a day take place on Internet auction sites.  Less than 1% of these transactions result in fraud.
  • Of all Internet auction fraud reported, 34% of the victims do not know the gender of the perpetrator.
  • Most items that involve auction fraud fall into six categories.  They are:  small stuffed animals “Beanies” (27%), video consoles/games/tapes (24%), laptop computers (18%), cameras/camcorders (14%), desktop computers (9%), and jewelry (8%).  Laptop computers accounted for the most money lost in auction fraud.
  • The profile of the person committing Internet auction fraud consists of a male, auctioning video games/consoles/tapes, laptop computers, or beanies.  He gives an E-Mail address or a P.O. Box for contact information.  He asks the buyer to pay by money order or check.

 

Internet auction fraud can take one of seven forms:  non-delivery, misrepresentation, triangulation, fee stacking, black-market goods, multiple bidding, and shill bidding.  Non-delivery occurs when a seller places an item up for bid when that item does not actually exist.   As a result, the item is never delivered to the buyer after the buyer pays for the merchandise.  Further fraud can occur if the buyer pays by credit card as the seller now has their name and credit card number.  Misrepresentation happens when the seller deliberately deceives the buyer as to the true value of an item.  The seller may list false information about the item or use pictures that are not the actual picture of the item up for bid.  Triangulation involves the seller, a customer, and an online merchant.  The seller buys the item from an online merchant using stolen identities and credit card numbers.  The seller then lists the item at online auctions sites.  The seller has the customer wire transfer him the money and ships the item to the customer.  If the police investigate the customer and keep the stolen merchandise for evidence, the customer and the merchant become the victims of the fraud.  Fee stacking happens when the seller adds hidden charges to the item after the auction is over to obtain more money.  This can be separate charges for postage, handling, and packaging.  Black-market goods include copied software, music CD’s, videos, etc.  These goods are delivered without factory packaging, warranties, or instructions.  Multiple bidding involves the buyer placing multiple bids on the item using different aliases, escalating the price.  Shill bidding is the intentional fake bidding by the seller to drive up the price of his or her own item.

            Several Internet sites are available for the consumer to report fraud or get more information regarding Internet auction fraud.  Some of these include the following:

http://www.auction-lynx.com/fraud.html

The FTC Guide to Internet Auctions for Buyers and Sellers (http://www.ftc.gov/bcp/conline/pubs/online/auctions.htm

Internet Scambusters (http://www.scambusters.org/Scambusters21.html)

National Fraud Information Center (http://www.fraud.org/)

Auction Blacklist (http://www.auctionblacklist.com/)

The US Postal Inspection Service (http://www.usps.com/postalinspectors/fraud/welcome.htm)

The FBI's Internet Fraud Complaint Center (http://www1.ifccfbi.gov/index.asp)

Department of Justice Internet Fraud Site (http://www.usdoj.gov/criminal/fraud/Internet.htm#What%20Is%20Internet%20Fraud)

Better Business Bureau (http://www.bbb.org/)

http://www.consumer.gov/sentinal

http://www.auctionbytes.com

http://www.wired.com/news/politics/0,1283,44831,00.html (eBay fraud)

http://www.cnn.com/2000/TECH/computing/11/07/suing.ebay.idg/

http://www.techdirt.com/articles/20020307/183246.shtml

http://www.freedombyfaith.com/MARKET/Sabotaged.html

http://zdnet.com.com/2110-1106-832983.html

http://sg.news.yahoo.com/020206/1/2fo64.html

http://www.basestealer.com/

http://www.auctionblacklist.com/

 

In addition, large auction sites such as eBay are trying to control Internet auction fraud themselves.  eBay said it would begin enforcing a prohibition on offline deals between members due to complaints since buyers who conduct business outside of eBay are not protected by the company’s insurance program or feedback system.  Those not following this policy will be banned from using eBay.[20]  eBay has also become more vigilant in blocking some of the more offensive items offered by its sellers after the World Trade Center disaster, such as graphic photographs of people jumping to their deaths and audio recordings advertised as ‘911 uncut rescue tapes.’[21]

In conclusion, for the specific circumstances surrounding an average consumer, based on our research the best Internet auction site is eBay.com.  It services the widest variety of consumer goods, while protecting the consumer from fraud.  It also creates a well-rounded “community” in which to do business by connecting sellers to buyers and allowing the communication exchange of peer evaluation.  As consumers and investors we would recommend using this site and potentially investing in this company.  In addition to eBay.com there are a few niche Internet Auction sites worthy of mention.  Priceline.com and lendingtree.com also provide excellent consumer values and service for travel and lending respectively.  For an easy to read guide sheet that summarizes some of the auction sites mentioned in this paper please refer to the spreadsheet on the following page.


 

Type

Offerings

Value Proposition

Financial Performance

Stock Price

Ebay.com

San Jose, CA

Auction

eBay developed a Web-based community in which buyers and sellers are brought together in an efficient format to buy and sell items, such as collectibles, automobiles, high-end or premium art items, jewelry, consumer electronics and a host of practical and miscellaneous items.

The eBay dynamic pricing (auction-style) format permits sellers to list items for sale, buyers to bid on items of interest and all eBay users to browse through listed items. eBay's service is fully automated, topically arranged and easy to use.

For the fiscal year ended 12/31/01, revenues increased 74% to $748.8 million. Net income increased 87% to $90.4 million.

$49.70

Amazon.com

Seattle, WA

Auction

Amazon.com, Inc. is a Website where customers can find and discover anything they may want to buy online. The Company lists millions of unique items in categories such as books, music, DVDs, videos, consumer electronics, toys, camera and photo items, software, computer and video games, tools and hardware, lawn and patio items, kitchen products, and wireless products.

Through its Amazon Marketplace, Auctions and zShops services, any business or individual can sell virtually anything to the Company's approximately 30 million cumulative customers, and with Amazon.com Payments, sellers can accept credit card transactions.

For the three months ended 3/31/02, revenues increased 21% to $847.4 million. Net loss before acct. change fell 89% to $24 million.

$16.90

Yahoo! Auctions

Sunnyvale, CA

Auction

Yahoo! Inc. is a global Internet communications, commerce, and media company that offers a branded network of services to millions of users daily.

Through strategic arrangements with hundreds of brands and thousands of specialty merchants/sellers, the Company offers its consumers the opportunity to purchase a wide variety of new and used goods and services ranging from consumer electronics, apparel, books and flowers, to travel services such as airfare, hotel and car rentals, as well as cruises and vacation packages.

For the three months ended 3/31/02, revenues rose 7% to $192.7 million. Net income before accounting change totaled $10.5 million vs. a net loss of $11.5 million.

$14.50

Priceline.com

Norwalk, CT

Reverse

priceline.com has developed a new type of e-commerce where customers enter prices they're willing to pay for products or services and then the Company contacts sellers to determine whether they can fulfill the customer's offer.

Using its consumer proposition, "Name Your Own Price," the Company collects consumer demand, in the form of individual customer offers, for a particular product or service at a price set by the customer.

For the fiscal year ended 12/31/01, revenues fell 5% to $1.17 billion. Net loss applicable to Common decreased 95% to $15.9 million.

$5.19

Free Markets, Inc.

Pittsburgh, PA

Reverse

FreeMarkets, Inc. creates business-to-business online auctions (Markets) and provides software and services to help buyers purchase or source industrial parts, raw materials, commodities and services.

The Company's sourcing solutions combine Web-based technology, market operations, supply market information and commodity expertise so that its customers can identify savings and enhance the efficiency of the process by which they source goods and services.

For the fiscal year ended 12/31/01, revenues rose 77% to $147.6 million. Net loss rose 89% to $295.2 million.

$20.48

 

 
 



1 Ina Steiner, FTC Says Internet Auction Fraud Is #2 Complaint, URL:  http://www.auctionbytes.com/pages/abn/y02/m01/i24/s01, January 24, 2002.

 

[2] http://pages.ebay.com/community/aboutebay/overview/index.html

[5] http:www.priceline.com

[6] http://imandi.com/

[7] http://lendingtree.com/stm/default.asp

[8] http://pages.ebay.com/help/basics/g-dutch-auction.html

[9] http://auctions.samsclub.com/Scripts/LotSearch.asp?submitFlag=1&saletype=1&SortBy=4&merchflag=1&TitleOnly=N&ProdName=(ltfma,ltfmd)&auction&submit1=Search&SearchMode=gallery

[10] http://bargainandhaggle.com

[11] http://youcanbarter.com/

[12] http://80-www.hoovers.com.ezproxy.lib.utexas.edu:2048/premium/profile/7/0,2147,56307,00

14www1.ifccfbi.gov/strategy/AuctionFraudReport.pdf.

[15] eMarketer, The ePrivacy and Security Report, January 2001.

[16] www1.ifccfbi.gov/strategy/AuctionFraudReport.pdf.

[17] Brian Krebs, FTC Seeks to Stem Online Auction Fraud, URL: http://www.newsbytes.com/news/00/143828.html, February 14, 2000.

[18] Ibid.

[19] www1.ifccfbi.gov/strategy/AuctionFraudReport.pdf.

[20] Clare Saliba, Study: Auction Fraud Still Top Cybercrime, URL: http://www.ecommercetimes.com/perl/story/6590.html, January 10, 2001.

[21] Adam Goodheart, Why Buy a Piece of 9/11?, URL: http://story.news.yahoo.com/new?tmpl=story&u=usatoday/20020328/cm_usatoday/39773, March 28, 2002.